Online Services
When you open a brokerage account at Lincoln Financial Advisors, you have the benefit of a number of services offered through our Broker-Dealer.
Be sure to take advantage of our two online offerings:
myStreetscape®
Find the brokerage account information you need - when you need it - by logging onto myStreetscape and discuss the more complex aspects of your investment portfolio with your Lincoln Financial Advisors planner.
Lincoln Financial Advisors Corporation (LFA) works with financial advisors to make sure clients have access to full, fair and clear disclosure necessary to properly assess their portfolio. As part of that effort, this page contains documents that provide regulatory and educational information:
In response to the recent concerns regarding money market fund solvency and liquidity, the United States Department of the Treasury (the "Treasury") introduced a temporary guarantee program for money market funds.
Lincoln Financial Advisors provides the following information to meet regulatory obligations for disclosure:
Quarterly Order Routing Practices Report
This report is prepared pursuant to the U.S. Securities and Exchange Commission rule that requires brokerage firms to publish their order routing practices on a quarterly basis.
Margin Disclosure Statement
This document provides some basic facts about purchasing securities on margin and alerts you to the risks involved with trading securities in a margin account. Before trading stocks in a margin account, you should carefully review the margin agreement provided. Consult your financial advisor regarding any questions you may have with your margin account.
Day-Trading Risk Disclosure Statement
This disclosure contains information you should consider before engaging in a day-trading strategy. Lincoln Financial Advisors does not promote day-trading but posts this disclosure in the interest of client education.
CRN0611-1517
National Financial Services LLC (NFS)
As part of our effort to provide you with quality service, Lincoln Financial Advisors has a relationship with National Financial Services LLC, Member NYSE, SIPC, a Fidelity Investments company, to provide trade execution, custody and other related services for your brokerage account. As custodian of your brokerage account, NFS, at the direction of Lincoln Financial Advisors, is responsible for:
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The execution, clearance and settlement of securities transactions.
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Preparing and sending periodic statements of your account and transaction confirmations.
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The custody (or safekeeping), receipt, and delivery of funds and securities.
NFS has developed mybrokerageinfo.com to help you with tax statement information and understanding the safeguarding of your accounts. The site also provides information regarding the NFS Consolidated Statement of Financial Condition, Privacy Policy, and Business Continuity Planning.
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